01 / 08
Governance & Compliance Framework
AI Under Control + Industry Regulations Built-In. Complete autonomous agent oversight with SOC 2 Type 2 alignment and regulated vertical support.
02 / 08
Governance & Compliance: The Strategic Advantage
AI Under Control + Industry Regulations Built-In
Regulated Verticals Built-In
Off-label Prohibition
APR Disclosures
Medicare Ad Approval
Responsible Gaming
Age-Gating Required
Export Controls
Outcome Claims
Pattern expanding
03 / 08
AI Governance Framework
18 Controls Across 5 Categories - Complete Autonomous Agent Oversight
- Intelligent model routing (H/S/O)
- 87% success, 12h/wk saved
- Explainable decisions
- Decision audit trail
- Data minimization
- Human oversight gates
- Risk register updated
- Security review integration
- PII detection & masking
- Incident response ready
- Metrics collected
- Drift detection alerts
- SLA compliance >=99%
- Continuous improvement
- Bias detection metrics
- Fairness validation
- LLM-as-Judge evaluation
- Quarterly reviews
Complete Framework: Every AI decision is logged, every model call is traced, every output is evaluated - automated governance that scales with your agents
04 / 08
Compliance Evidence Architecture
BPMN-Driven Automated Evidence Collection & Gap Detection
- * Access Logs
- * Backup Verification
- * Security Scans
- * Policy Documents
- * Attestations
- * compliance-monitoring.bpmn
- * Gap Detection Loop
- * Score Calculation
- * Alert Triggers
- * Dashboard Updates
- * CRUD Operations
- * File Upload (S3/GCS)
- * Validation Rules
- * Audit Trail
- * API + GraphQL
- * Compliance Scores
- * Gap Reports
- * Email/Slack Alerts
- * Real-time Dashboard
- * Audit Reports
Automated Compliance: BPMN-orchestrated evidence collection with real-time gap detection - compliance becomes a continuous process, not an annual scramble
05 / 08
Multi-Persona Compliance Portals
Role-Based Views for Clients and Auditors
Client Dashboard
/compliance/evidence- ✓ Evidence Submission UI
- ✓ Compliance Score Display
- ✓ Gap Remediation Actions
- ✓ Framework Progress Tracking
- ✓ Control Status Overview
Auditor Portal
/auditor/*- ✓ Evidence Review & Verification
- ✓ Complete Audit Trail
- ✓ Report Generation (PDF)
- ✓ Framework-Specific Views
- ✓ Compliance Dashboard
Dual Persona Design: Clients manage their compliance posture while auditors verify evidence - 108 unit tests ensure reliability across both portals
06 / 08
GRC Framework Foundation
SOC 2 Type 2 + Rival AI Governance - 120-150 Controls Target
🛡 SOC 2 Trust Service Criteria
🤖 Rival AI Governance (30-40 Controls)
Right-Sized Framework: 120-150 controls targeting SOC 2 Type 2 certification - inspired by RI AI CoE 214-control framework, adapted for commercial SaaS
07 / 08
Security Posture: Comprehensive Protection
5-Layer Defense + 5-Gate CI/CD Security Pipeline | SOC 2 CC Aligned
🛡 Runtime Defense Layers
🔍 CI/CD Security Pipeline
🔧 Security Toolchain
SOC 2 Alignment: CC6.1 (Access) * CC6.6 (Encryption) * CC6.7 (Transmission) * CC7.2 (Monitoring) * CC8.1 (Change Management)
08 / 08
Key Takeaways
Why Governance & Compliance is a Strategic Advantage
AI Under Control
18 automated controls across 5 categories ensure every AI decision is logged, traced, and evaluated with complete audit trails.
Regulated Verticals Built-In
8 industry verticals with pre-built compliance rules - from Pharma (FDA OPDP) to FinServ (SEC/FINRA) to Healthcare (CMS).
Evidence Automation
BPMN-orchestrated evidence collection with real-time gap detection transforms compliance from annual scramble to continuous process.
GRC Foundation
120-150 controls targeting SOC 2 Type 2 certification with comprehensive AI governance domains and PoC controls ready.
The Bottom Line
Poetry builds compliance into the platform from day one - a strategic advantage for us and a competitive edge for our clients in an increasingly regulated AI landscape.